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Search by topic:   17617. Securities & Exchange Commission (Sec). This paper provides an overview and analysis of the Securities & Exchange Commission (SEC). Following a brief history of the SEC, the paper describes the purpose of the Commission, its organizational structure, its major divisions and operations, and its major activities over the past few decades. The paper also discusses the impact of recent laws on the SEC, including the Sarbanes-Oxley Act which was passed in response to various accounting fraud and securities fraud scandals. Includes FREE annotated bibliography. KEYWORDS: SEC securities and exchange commission Sarbanes oxley. MLA Style. 8 pages, 23 footnotes, 10 annotated bibliographic sources. 2,632 words.   $56 Copyright 1998-2018 Berkeley Research